Financial Reform
Financial Reform News, Articles, Blogs, Webinars, White Papers & Events. Human Resources Management featuring HR news on Financial Reform.
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Financial Reform Postpones a Key Stable-Value Decision
… the product, the newly passed financial reform bill has postponed the investment ..... since the Great Depression, the Wall Street Reform and Consumer Protection Act ..... protected, or “wrapped,” by a bank or insurer’s investment guarantee …
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Senate Panel Discusses Insurer Oversight, Federal Office
… of the Senate Banking , Housing and ..... financial services regulatory reform plan as it would ..... over health care reform , discussions ..... get rid of this too - big - to - fail notion entirely ..... enshrine the too - big - to - fail doctrine, weâ …
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OSHA to Strengthen Whistle-Blower Protections, Review Program
… various laws in a wide range of areas, including workplace safety, financial reform and health care reform . For instance, a provision in the Dodd-Frank Wall Street Reform and Consumer Protection Act that gives financial incentives to corporate …
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Financial Organizations Lack Effective Training: Report
… long used when compiling financial reports. Moreover, yet-to-be-implemented rules under the Dodd-Frank Wall Street Reform and Consumer Protection Act add another layer of complexity. "The change is compounded by the fact that not all …
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Golden Parachutes Appear to Be Losing Their Luster
… disclosure rules on executive pay mean golden parachutes might not be so golden in the future. The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 requires companies to report additional disclosure on golden-parachute agreements …
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SEC Formalizes Dodd-Frank Rules on Whistle-Blowers
… financial incentives for individuals to report possible violations of securities laws. Authorized by the Dodd-Frank Wall Street Reform and Consumer Protection Act, the program â is intended to break the silence of those who see a wrong,â SEC chairwoman …
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'The Business Buffett Rule'
… momentum to rein in executive rewards. The Dodd-Frank Wall Street Reform and Consumer Protection Act requires that companies ..... private sector, financial services firms including Bank of America Corp. reportedly are capping cash bonuses …
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Whistling While You Work
… incentives in the Dodd-Frank Wall Street Reform and Consumer Protection Act ..... in 2010 with the Dodd-Frank Wall Street Reform and Consumer Protection Act ..... environment, food safety, health care reform and securities laws. OSHA considers …
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Most Companies Moderately Concerned About Comparing Pay, Performance
… having to show the relationship between executive pay and corporate performance, as required under the Dodd-Frank Wall Street Reform and Consumer Protection Act. Only 10 percent are greatly or very concerned, while 26 percent are not very concerned …
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Fiduciary Duty Rule Pushed Back By SEC
… follow-up regulation wonâ t come until later in the year. The fiduciary study, mandated by the Dodd-Frank financial regulatory reform law, was delivered to Congress in January. The staff report called for SEC commissioners to extend the fiduciary …
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Compensation Consultants Are Focus of SEC Proposal
… being addressed. The proposed rules, adopted in a 5-0 vote, are required under a provision in the Dodd-Frank Wall Street Reform and Consumer Protection Act. Under the proposed rules, the New York Stock Exchange and other U.S. securities …
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Companies not Sure How to Measure Say on Pay Success
… programs in SEC filings and changes in severance programs and high-profile perquisites. Under the Dodd-Frank Wall Street Reform and Consumer Protection Act enacted last year, companies have to conduct say-on-pay votes at least every three …
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Obama Says AIG bonuses Should Be Blocked
… to these bonuses were agreed to last year .â â What this situation also underscores is the need for overall financial regulatory reform , so we donâ t find ourselves in this position again, and for some form of resolution mechanisms in dealing …
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Will Labor Department's Request Slow Fiduciary Proposal?
… fiduciary duty on anyone offering retail investment advice. In its latest timetable for implementing the Dodd-Frank financial reform law, the commission put fiduciary duty on the list of rules labeled "dates still to be determined." Many other …
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Wall St. Jobs Grow, Defying Forecasts
… for example, Bank of America is sacking ..... of investment- banking employees—banks ..... the Dodd-Frank financial - reform law. JPMorgan Chase ..... told Congress his bank is spending $1 ..... up is that big- bank refugees are finding …
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Democrats Razz Labor Department's Fiduciary Proposal
… working closely enough with the Securities and Exchange Commission on the fiduciary-duty issue. The Dodd-Frank financial reform law gives the SEC authority to promulgate a universal fiduciary-duty standard for retail investment advice. The …
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Single Fiduciary Standard From SEC, DOL Would Create Multiple Problems, Says Consultancy
… advice, according to a recent letter to Congress from an organization in the advice sector. Under the Dodd-Frank financial reform law, the SEC has the authority to promulgate a regulation that would impose a universal fiduciary duty for anyone …
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Labor Department Takes First Step in Regulation of Target-Date Funds
… Meanwhile, lawmakers continue to grapple with fiduciary standards. Several amendments have been introduced to the financial reform legislation currently being debated in Congress that would extend the fiduciary standard of care to broker-dealers …
